Job Profile/Description
- Provide advice to individual business units on applicable laws, directives, standards, and regulations as well as providing compliance support.
- Develop relevant applicable principles, standards and guidelines for Compliance, communicating them and verifying adherence.
- Coordinate risk control and monitoring the management of reputational risk.
- Review and develop the bank compliance’s framework to be in line with international laws & best practice as well as national laws & regulations.
- Resolve the regulatory issues regarding banking operation (coordinate day-to-day operation) in a real time manner when relevant staff or management are facing non-compliance situation.
- Check and verify the legality of the documents of the companies from different jurisdictions to make sure they are complete, acceptable and compliant with local laws and regulations.
- Undertake risk assessment of money laundering and financing of terrorism on the regular basis by applying risk based approach.
- Review the policy and procedure of the new or existing product-service of the bank to make sure they are compliant with local laws and regulations and provide the appropriate initiatives.
- Take part in the process of new product-service development and give advice accordingly on legal/regulatory perspective especially the AML measure to protect the bank from the risk of money laundering activities.
- Identify the compliance failure/ compliance breaches/ compliance risks involved and share recommendation/ corrective step to enhance the effectiveness of the banking operation
- Provide support and advice on the implementation of AML-CFT policy & procedure, FATCA Compliance, and Whistle Blowing policy & procedure to relevant management and staff of the bank
- Conduct the monitoring and testing of compliance on the business units to make sure they are implementing the bank policy & procedure as well as local laws and regulations
- Manage and update, on the timely basis, the black list which shall be widely disseminated to relevant staff.
- Perform Whistle blowing procedure implementation.
- Perform compliance check at branches.
Job Requirements
- Bachelor of Business or Law or other equivalent degree.
- Excellent English Proficiency.
- Cambodian Qualified with proven senior level legal experience working in the banking, microfinance or financial industry.
- Generalist relevant asset management legal experience.
- Analysis and judgment
- Planning and organizing
- Team working
- Good understanding of the regulatory industry.
- Knowledge of applicable of law and regulations of Cambodia, especially banking and commercial.
- Excellent written and oral communication skills
- Able to deal with the business and push back where needed.
- Grasp of banking operation.
- Able to go to any branches at province for onsite inspection.
